.png)
Compliance Advice for FCA Authorisations
Want to sell a regulated product in the UK?
Does your business need to be regulated by the FCA?
Do you need to get senior managers in your business approved by the FCA?
Maybe you want to vary your FCA permissions so you can offer a new range of goods or services to your customers?
Need to get an Appointed Representative approved by the FCA?
Want to notify the FCA about a change in control for your firm?
Whatever FCA regulatory permissions and authorisations your business and key employees need,
at complianceadvice.co.uk we can help.
EXPERTISE
Successfully guiding you through the regulatory process
STRATEGY
Guiding and informing strategy with industry insight and firm analysis
MONITORING
All FCA compliant companies are obliged to monitor the latest standards and stay up to date.
Compliance Advice for FCA Authorisations
The FCA authorisations process can be a minefield for businesses and individuals. At complianceadvice.co.uk we can help take the pressure off by doing the groundwork for you.
We can help you with:
-
Completing FCA forms
-
Preparing your Regulatory Business Plan
-
Mapping responsibilities and preparation of Statements of Responsibilities
-
Helping you with skills gaps analyses and learning and development plans
Preparing an FCA application can be quite daunting as there is a significant amount of information that the FCA requires. It’s also important to get it right first time. The FCA will make a decision on firm applications within 6 months but, if an application is incomplete, they can extend this by up to 12 months by law.
​
And, for individuals, the statutory time-frame is 3-6 months but, again, this can be extended to 12 months if an application is incomplete.
​
With pressure from funders and shareholders it is essential to get your business up and running as soon as possible and to get the right senior people doing their jobs as quickly as possible. So, it is absolutely critical to get an FCA application right first time.
​
At complianceadvice.co.uk we’ll help you to get it right first time.
Call us today for advice and guidance on all your FCA authorisation requirements.